Are Emergent Abilities of Large Language Models a Mirage?

Schaeffer et al., 2023, Are Emergent Abilities of Large Language Models a Mirage? (Advances in Neural Information Processing Systems 36 (NeurIPS 2023))

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3 cards in “2 Alternative Explanation for Emergent Abilities” · whole deck

2 Alternative Explanation for Emergent Abilities

  1. In Schaeffer et al.’s toy model, why does exact-match accuracy look emergent when per-token loss falls smoothly?
    If per-token cross-entropy falls as a power law in model size \(N\), the probability of a correct token \(p_N\) rises smoothly. Requiring all \(L\) tokens correct gives accuracy \(\approx p_N^{\,L}\), which stays near zero and then rises steeply on a log-scale plot, more so for longer targets.
    10model size (log scale)— per-token p— exact match
    Same smooth improvement, two metrics: requiring all 10 tokens right looks “emergent” (the paper’s toy model, invented constants)
  2. How does the picture change if a linear metric like token edit distance is used?
    Token edit distance is about \(L(1 - p_N)\), linear in the per-token error, so the same models show smooth, continuous, predictable improvement with scale: the “emergence” disappears.
  3. What three factors can fully explain sharp, unpredictable jumps with scale, according to Schaeffer et al.?
    (1) A metric that nonlinearly or discontinuously scales the per-token error rate; (2) insufficient resolution to estimate small models’ performance (resolution is set by 1/test-set size); (3) too few model sizes sampled in the large-parameter regime.

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